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California Polytechnic State University
Department Title

Cal Poly Academic Program Review (APR) for Graduate Programs
Revised December 14, 2005

Guidance for Deans, Department Heads/Chairs, and Faculty

Purpose

First and foremost, the purpose of academic program review (APR) at Cal Poly is to acknowledge the strengths and seek ways of further enhancing the quality of academic programs. APR provides an opportunity for us all to make better, more informed decisions, leading (it is hoped) to program improvement.

The review of academic programs is mandated by the CSU and is expected by the Western Association of Schools and Colleges (WASC), our regional accrediting agency.

Features

  • APR is intended to be a collaborative process involving the department, the college, qualified reviewers, and the Office of Academic Programs. It is intended to be formative and to lead to program improvement. It is not intended to be punitive in its consequences.
  • The entire APR process takes place over a two year period, and is normally repeated every six years. See calendar.
  • APR is timed to coincide with an external accreditation review whenever applicable. The self-study and everything else that is part of the accreditation review are automatically included in the dossier for APR. The program is generally asked to address additional items that are of interest within the university but not necessarily to the accrediting team.
  • In the absence of a concurrent accreditation review, at least two external reviewers and one internal reviewer are preferred for a graduate program review, although a single external reviewer plus one internal reviewer may suffice when a small program is under scrutiny. There may be an advantage to utilizing the same team of reviewers to conduct simultaneous reviews of undergraduate and graduate programs in a particular discipline or field. When there is an external accreditation team, one internal reviewer is appointed. See guidelines for appointment of reviewers.
  • Programs are strongly encouraged to involve their faculty in all stages of APR, including design of the self-study. The Program Head/Chair, the Dean, the Dean of Research and Graduate Programs, and the Vice Provost all sign off on the self-study proposal and the time-line for its preparation. See guidelines for self-studies.
  • Following a 1-2 day site visit, the review team submits a written report (which may be the report submitted by an accreditation team along with supplementary material addressing issues/concerns of university interest).
  • The Program Head/Chair prepares a response to the reviewers' report.
  • A working meeting is held to assist in the development of an action plan for the program, typically involving the Department Head/Chair, the faculty members, the Deans (or designees), the Vice Provost (or designee), and one or more Faculty Associates with responsibilities relating to APR, learning outcomes assessment, etc.
  • The action plan is completed and submitted via the Dean and Dean of Research and Graduate Programs to the Vice Provost, who then approves the plan.
  • The Department Head/Chair reports annually via the Dean and Dean of Research and Graduate Programs to the Vice Provost on implementation of the action plan and resulting outcomes.

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Time-Line

  • With the Vice Provost's approval, target dates may be adjusted to be consistent with dates set by an external accreditation agency (where applicable) or for other reasons.
  • Some events may occur concurrently.

Target Date for Completion

Activity

Responsibility
(Named Individual or Designee)

FIRST YEAR

 

 

Oct Wk One

Programs scheduled for review are selected and announced, and a timetable is set.

College Deans, Dean of Research and Graduate Programs, Provost, Vice Provost

Oct Wk Two

Nominations for internal reviewers are submitted to Dean then Senate Chair.

Department Head/Chair

Oct Wk Two

Nominations for external reviewers are submitted to Dean of Research and Graduate Programs and Vice Provost (for programs not undergoing accreditation review).

Department Head/Chair, College Dean

Nov Wk One

Senate selects/approves internal reviewers.

Senate Executive Committee

Nov Wk Three

Appointment of all team members is confirmed; external members are formally invited by Dean; chair is designated.

Vice Provost, College Dean

Nov Wk Four

Content/theme of self-study, and time-line for its preparation, are proposed, negotiated, and approved.

Department Head/Chair, College Dean, Dean of Research and Graduate Programs, Provost, Vice Provost

Nov - Mar

Program conducts self-study and compiles report.

Program Self-Study Team

Apr Wk One

Program submits self-study via College Dean to Dean of Research and Graduate Programs and Vice Provost.

Department Head/Chair, College Dean

May Wk One

Following review of accuracy of university-related information, Vice Provost submits self-study to Review Team.

Vice Provost

Summer

Review Team reviews self-study.

Review Team

SECOND YEAR

   

Oct - Nov

1-2 day site visit

Review Team, Department Head/Chair

Nov -Dec

Within 21 days from site visit

Review Team submits draft report to Vice Provost, who immediately distributes copies to College Dean, Dean of Research and Graduate Programs, and Department Head/Chair.

Review Team, Vice Provost

Within 10 days from receipt of draft report (allowing extra time for holidays, as needed)

Department Head/Chair notifies Review Team and Vice Provost of any significant errors or omissions.

Department Head/Chair

Within 45 days from site visit

Review Team submits final report to Vice Provost, who immediately distributes copies to Provost, Dean of Research and Graduate Programs, College Dean, and Department/Head/Chair.

Review Team, Vice Provost

Jan - Feb

Within 60 days from site visit

Department Head/Chair prepares response to report and submits it to Vice Provost, who immediately distributes copies to College Dean, Dean of Research and Graduate Programs, and Provost.

Department Head/Chair, Vice Provost

Mar - Apr

Within 90 days from site visit

Working meeting is held to discuss report and to begin developing action plan for program improvement.

Department Head/Chair, Department Faculty, Dean of Research and Graduate Programs, College Dean, Vice Provost

Apr - May

Within 120 days from site visit

Department Head/Chair submits written action plan via College Dean and Dean of Research and Graduate Programs to Vice Provost.

Department Head/Chair, College Dean, Dean of Research and Graduate Programs

May - Jun

Before end of academic year

Action plan approved.

Provost, Vice Provost, and Dean of Research and Graduate Programs

Jun in subsequent year, and annually until next review cycle begins

Department Head/Chair prepares and submits via College Dean and Dean of Research and Graduate Programs to Vice Provost annual progress report on implementation of action plan and resulting outcome(s).

Program Chair, College Dean

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Further Reading

Task Force on Institutional Accountability and Learning Assessment, Report on Institutional Accountability: Academic Program Review, Nov 21, 2000. (This 11 page document laid the foundation for the current review process.)

Senate Resolution on Academic Program Review AS-552-00/IALA (In addition to adopting the Task Force Report, this resolution provides rationale and background information.)

For More Information

Contact Valene Mathews in the Office of Academic Programs.